From keynotes to breakout sessions, at COMPLY2018 be among leading regulators, compliance professionals, marketing executives, leading advertising lawyers, consultants and investors as they discuss topics like these:
- Hear from the Regulators: US and International
- GDPR. Is your Organization Ready?
- Sales Practices Compliance. Finding the Hidden Risks
- Consumer Protection and Data. Is the Consumer Still King?
- Higher Ed Marketers. A Playbook for Adapting and Thriving Amidst Adversity
- Risk Signals in the Contact Center. Complaints, Compliance and Agent Performance
- Compliance Budgets. Learn How This Head of Compliance Took His Budget From Rags To Riches
- RegTech’s Who are Changing the Game
- Procurement and Selling to the Enterprise. How to Be Successful
- FinTechs and Banks: Finally Getting Friendly
- Payments: Lending, Credit Cards, Alternative Lending
- Compliance as a Competitive Advantage
- Behind the Curtain: The Tech’s Powering RegTech
- The Investors Thesis on RegTech
- Risk in the Enterprise
- Affiliates and Third Party Risk Management
Bestselling Author & Renowned Cybersecurity And Fraud Prevention Expert Catch Me If You Can
Mr. Abagnale’s rare blend of knowledge and expertise began more than 50 years ago when he was known as one of the world’s most famous con men. His riveting story provided the inspiration for Steven Spielberg’s 2002 film, Catch Me If You Can. For over 40 years Frank has worked with, advised, and consulted with hundreds of financial institutions, corporations and government agencies around the world. Now, Frank Abagnale is one of the world’s most respected authorities on forgery, embezzlement, and secure documents. He has conducted over 3,000 seminars on identity theft, cyber crime and fraud worldwide, and serves as an advisor to a company developing the world’s first insured authentication platform.
Announcing COMPLY2018 Speakers:
Check back often for more updates
JO ANN BAREFOOT
Jo Ann Barefoot Group
Former Massachusetts Attorney General; Partner
Foley Hoag LLP
General Manager, Solutions
IBM Watson Financial Services
FOUNDER, CEO, MANAGING PARTNER
Financial Technology Partners
Founder, Money20/20 & CEO MEDICI
MEDICI (Formerly LTP)
Director, Emerging Regulatory Issues
Electronic Transactions Association
Administrative VP Head of BSA/AML/OFAC Program Management
Asst. Director, Division of Financial Practices
Federal Trade Commission
Adtech & Publisher Solutions
President of Compliance
Fenway Summer Ventures
Chief Compliance Officer
Commercial Director US
VP, Global Head of Business and Legal Affairs
Director of Global Government Relations
SR. EXECUTIVE VP, GENERAL COUNSEL, BOARD OF DIRECTORS
SVP, General Counsel and Secretary
American Public University System
Chief Risk Officer
Founder & CEO
CO-FOUNDER & CEO
Former Google Head of Legal Emerging Markets; Co-Founder
The Legal Pod
Manager, Market Planning
LexisNexis Risk Solutions
Chief Marketing Officer
Higher Ed Growth
CEO & Founder
Become a COMPLY2018 Speaker
If you are a thought leader, innovator or expert who would like to speak at COMPLY, please fill out the request form and our search committee will be back in touch.
They put the tech in RegTech but how exactly are technologies like Machine Learning, Artificial Intelligence (AI), Natural Language Processing, Predictive Analytics, and Blockchain powering the transformation of businesses today? We’ll explore their path to adoption within Financial Institutions and discuss which tech can help transform your risk and compliance practice.
Many State Attorneys General have made it clear that they plan to step up their consumer protection efforts if the current administration pulls back on enforcement. Hear what these State AGs have to say about how they plan to enforce federal and state consumer protection laws, despite changes at the White House and within regulatory agencies.
Always the highlight of COMPLY, the rooftop party is the ultimate networking event on the city’s premier rooftop with 360° views of the New York City skyline. Attendees, speakers and sponsors join the party to network and make the connections that fuel their business and provide connections to fuel their future.
Watch as innovative startup, and scale-up companies present their latest RegTech product offerings. These companies and their products hold promise for identifying the best solution for your businesses regulation needs.
Join us for a pre-conference workshop for a deep dive into specific regulations affecting marketers and compliance professionals across the board. Get tactical steps and a clear playbook on how to implement safeguards for these regulations into your compliance program.
In this dizzying time of global upheaval, innovation and unrest, join our panel of regulators as they share what’s shaping their agendas and most pressing on their desks. How are events like the new US administration and Brexit impacting future regulations? And how are the regulators collaborating with RegTech and FinTech innovators? Their commentary and insights will shed light on these turbulent topics, placing keen attention on answering how all of this will impact financial institutions, consumers and the law.
Third party risks, new regulations, global expansion, new technologies and ever-changing regulatory environments are just a few of the challenges faced by CCOs. Just how are CCOs overcoming these competing demands to keep their organizations ahead of risk while staying ahead of the competition? Learn their practical approaches to the challenges and changes that new technologies are providing.
Meet the all-stars who are leading the marketing efforts at some of the fastest growing companies today. Learn how these innovative and inspiring marketers are engaging more consumers, leveraging technology to move faster and using compliance as a competitive advantage.
Investors and their strategic acquirers have known for a while that compliance means big business. They are starting to place their bets on which RegTechs will be the winners and the also-rans. Discover what they look for when making investments, from seed stage to acquisition, and gain insights on current valuation ranges and where the money will come from in the future.
In a digital world, the General Data Protection Regulation (GDPR) could be the largest compliance hurdle seen by marketers in decades when it goes into effect on May 25. GDPR applies to any entity processing the personal data of European Union (EU) citizens. It demands the implementation of significant data safeguards, and the consequences of getting it wrong are significant. Get practical advice and real-world examples from UK legal experts and Google’s former head of legal emerging markets as she discusses the key challenges, what to expect when the regulation goes into effect and the tactical approach one company took to achieve GDPR compliance.
His transformation from one of the world’s most notorious con men to cybersecurity expert has been mythologized in film and Broadway, but the takeaways he’ll share at COMPLY are the real deal. A tale captured by award-winning movie, Catch Me If You Can, Abagnale will dive into his life as a legendary impostor of the 1960s, posing as a pilot, pediatrician, stockbroker, college professor and assistant AG, all while cashing millions in forged checks. Hear Mr. Abagnale’s thrilling story and leave with a deep understanding of today’s evolving security landscape and how it can affect your business.
Engaging and serving customers digitally is spurring dramatic innovation in the lending space, but will the interest rate environment along with increasing inflation change that trajectory? Hear from senior executives at lenders and the banks that back them on how their companies are scaling consumer and business lending while reducing risk from economic conditions, regulatory obligations and competition.
Contact Centers are on the front lines with your brand’s consumers. Data gathered on those interactions can provide a treasure trove of intelligence when reviewed and analyzed. Learn which data points are providing contact centers and their brands with clear signals on consumer preferences, and where risk may be emerging in relation to regulations like TCPA and expectations from the FTC and FCC.
Data protection is a substantial concern after the recent data breaches at credit agencies, big-box retailers and even the largest driver-rider platforms. Those breaches combined with the upheaval at the country’s largest consumer watchdog and suppression of FinTechs for the underserved puts the integrity of consumer protection in question. What can enterprises, large or small, learn from these situations regarding responsibilities, governmental expectations and consumer expectations? What new business opportunities are unlocked by innovation and which business models are now in jeopardy?
Anti-Money Laundering (AML) and Know Your Customer (KYC) are critical initiatives for financial institutions and regulated companies. Regulators have higher expectations, making it a struggle for Financial Institutions to keep up in order to avoid penalties for non-compliance and sanctions investigations. Learn how Chief Risk Officers are using technology like RegTech to navigate and reimagine their AML and KYC programs.
Higher education has had its fair share of regulatory challenges and disruption in the past, this year is looking no different with legislation reauthorizing and reforming the Higher Education Act of 1965. Listen in for boots-on-the-ground anecdotes on how these higher education marketers and their partners have handled the balancing act of proactively managing compliance to protect their brands, while still meeting their student acquisition goals—all amidst an evolving regulatory landscape.
No industry is facing more transformation than Payments. Technology like Blockchain is poised to solve problems like privacy, security and trust but how will it be regulated? And how will it be incorporated to revolutionize industries beyond payments?
Entrepreneurs from fast-growing RegTech companies in North America and Europe share how they’ve identified pain points with large enterprise clients, found champions within their customer base and how they’re demonstrating that they’re mitigating more risk while saving more money than traditional solutions.