The Preeminent Conference on Compliance and RegTech

COMPLY is the world’s largest RegTech and Compliance event — bringing together the most comprehensive gathering of innovators, investors, legal and compliance professionals and regulators from across the globe.

Be at COMPLY, named one of the Top RegTech Conferences in 2018, for two action-packed days of insights, education, best practices, and networking to take your compliance practice to the next level!

REGISTER NOW

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From keynotes to breakout sessions, at COMPLY2018 be among leading regulators, compliance professionals, marketing executives, leading advertising lawyers, consultants and investors as they discuss topics like these:

  • Hear from the Regulators: US and International
  • GDPR. Is your Organization Ready?
  • Sales Practices Compliance. Finding the Hidden Risks
  • Consumer Protection and Data. Is the Consumer Still King?
  • Higher Ed Marketers. A Playbook for Adapting and Thriving Amidst Adversity
  • Risk Signals in the Contact Center. Complaints, Compliance and Agent Performance
  • Compliance Budgets. Learn How This Head of Compliance Took His Budget From Rags To Riches
  • RegTech’s Who are Changing the Game
  • Procurement and Selling to the Enterprise. How to Be Successful
  • FinTechs and Banks: Finally Getting Friendly
  • Payments: Lending, Credit Cards, Alternative Lending
  • Compliance as a Competitive Advantage
  • Behind the Curtain: The Tech’s Powering RegTech
  • The Investors Thesis on RegTech
  • Risk in the Enterprise
  • Affiliates and Third Party Risk Management

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$1,255

Group Rate (3+)
Pricing Ends February 28, 2018

$1,395

Early Bird
Pricing Ends February 28, 2018

$1,895

Standard
Pricing Ends May 15, 2018

$2,495

Onsite
Pricing Ends May 17, 2018

Special rates are available for RegTechs/Startups and Government agencies (if qualified).

Registration FAQs

Keynoteseparator

FRANK ABAGNALE
FRANK ABAGNALE

Bestselling Author & Renowned Cybersecurity And Fraud Prevention Expert Catch Me If You Can

Mr. Abagnale’s rare blend of knowledge and expertise began more than 50 years ago when he was known as one of the world’s most famous con men. His riveting story provided the inspiration for Steven Spielberg’s 2002 film, Catch Me If You Can. For over 40 years Frank has worked with, advised, and consulted with hundreds of financial institutions, corporations and government agencies around the world. Now, Frank Abagnale is one of the world’s most respected authorities on forgery, embezzlement, and secure documents. He has conducted over 3,000 seminars on identity theft, cyber crime and fraud worldwide, and serves as an advisor to a company developing the world’s first insured authentication platform.

 

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Announcing COMPLY2018 Speakers:

Check back often for more updates

JO ANN BAREFOOT
JO ANN BAREFOOT

CEO
Jo Ann Barefoot Group

MARTHA COAKLEY
MARTHA COAKLEY

Former Massachusetts Attorney General; Partner
Foley Hoag LLP

Alistair Rennie
Alistair Rennie

General Manager, Solutions
IBM Watson Financial Services

STEVE MCLAUGHLIN
STEVE MCLAUGHLIN

FOUNDER, CEO, MANAGING PARTNER
Financial Technology Partners

ADITYA KHURJEKAR
ADITYA KHURJEKAR

Founder, Money20/20 & CEO MEDICI
MEDICI (Formerly LTP)

JASON OXMAN
JASON OXMAN

CEO
Electronic Transactions Association

CHRIS TOCIN
CHRIS TOCIN

Administrative VP Head of BSA/AML/OFAC Program Management
M&T Bank

DUANE POZZA
DUANE POZZA

Asst. Director, Division of Financial Practices
Federal Trade Commission

DAVID JAKUBOWSKI
DAVID JAKUBOWSKI

Adtech & Publisher Solutions
Facebook

DONNA BUCELLA
DONNA BUCELLA

President of Compliance
Guidepost Solutions

NOAH BRESLOW
NOAH BRESLOW

CEO
OnDeck

ALEX ACREE
ALEX ACREE

MANAGING DIRECTOR
Fenway Summer Ventures

KEN RICHARD
KEN RICHARD

SR. EXECUTIVE VP, GENERAL COUNSEL, BOARD OF DIRECTORS
Ytel, Inc.

MILES REIDY
MILES REIDY

Partner
QED Investors

PARKER CROCKFORD
PARKER CROCKFORD

Commercial Director US
Onfido

KAYVAN ALIKHANI
KAYVAN ALIKHANI

CO-FOUNDER & CEO
Compliance.ai

JAMIE BROWN
JAMIE BROWN

Director of Global Government Relations
CA Technologies

VISHAL RANJANE
VISHAL RANJANE

MANAGING DIRECTOR
Protiviti

VENKATESH BALA
VENKATESH BALA

Chief Risk Officer
Biz2Credit

PAMELA CYTRON
PAMELA CYTRON

Founder & CEO
Pendo Systems

KARIMA NOREN
KARIMA NOREN

Former Google Head of Legal Emerging Markets; Co-Founder
The Legal Pod

ROBERT MARX
ROBERT MARX

VP, Compliance
WebBank

JOHN BYRNE
JOHN BYRNE

CEO
Corlytics

DANIEL KIM
DANIEL KIM

Partner
Bregal Sagemount

JENNIFER MCENTIRE
JENNIFER MCENTIRE

Manager, Market Planning
LexisNexis Risk Solutions

JOE LASKOWSKI
JOE LASKOWSKI

Chief Marketing Officer
Higher Ed Growth

HANS LOMBARDO
HANS LOMBARDO

CMO
Blockpass

ALEX BAYDIN
ALEX BAYDIN

CEO & Founder
PerformLine

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SEE ALL THE FUN

Agendaseparator

7:30 am
Registration / Breakfast / Exhibitors Lounge Open
CEO Welcome

Many State Attorneys General have made it clear that they plan to step up their consumer protection efforts if the current administration pulls back on enforcement. Hear what these State AGs have to say about how they plan to enforce federal and state consumer protection laws, despite changes at the White House and within regulatory agencies.

In a digital world, the General Data Protection Regulation (GDPR) could be the largest compliance hurdle seen by marketers in decades when it goes into effect on May 25. GDPR applies to any entity processing the personal data of European Union (EU) citizens. It demands the implementation of significant data safeguards, and the consequences of getting it wrong are significant. Get practical advice and real-world examples from UK legal experts and Google’s former head of legal emerging markets as she discusses the key challenges, what to expect when the regulation goes into effect and the tactical approach one company took to achieve GDPR compliance.

2:55 pm
Break / Exhibitors Lounge Open

They put the tech in RegTech but how exactly are technologies like Machine Learning, Artificial Intelligence (AI), Natural Language Processing, Predictive Analytics, and Blockchain powering the transformation of businesses today? We’ll explore their path to adoption within Financial Institutions and discuss which tech can help transform your risk and compliance practice.

Data protection is a substantial concern after the recent data breaches at credit agencies, big-box retailers and even the largest driver-rider platforms. Those breaches combined with the upheaval at the country’s largest consumer watchdog and suppression of FinTechs for the underserved, puts the integrity of consumer protection in question. What can enterprises, large or small, learn from these situations regarding responsibilities, governmental expectations and consumer expectations? What new business opportunities are unlocked by innovation and which business models will be put into jeopardy?

Watch as the most innovative startup and scale-up companies present their products and demonstrate the promise and potential of their RegTech offering to help you find and Identify the right solution for your business.

Always the highlight of COMPLY, the rooftop party is the ultimate networking event on the city’s premier rooftop with 360° views of the New York City skyline. Attendees, speakers and sponsors join the party to network and make the connections that fuel their business and provide connections to fuel their future.

7:30 am
Registration / Breakfast / Exhibitors Lounge Open

Join us for a pre-conference workshop to do a deep dive into specific regulations affecting marketers and compliance professionals across the board. Get tactical steps and a clear playbook on how to implement safeguards for these regulations into your compliance program.

In this dizzying time of global upheaval, innovation and unrest, join our panel of regulators as they share what’s shaping their agendas and most pressing on their desks. How are events like the new US administration and Brexit impacting future regulations? And how are the regulators collaborating with RegTech and FinTech innovators? Their commentary and insights will shed light on these turbulent topics, placing keen attention on answering how all of this will impact financial institutions, consumers and the law.

Third party risks, new regulations, global expansion, new technologies and ever-changing regulatory environments are just a few of the challenges faced by CCOs. Just how are CCOs overcoming these competing demands to keep their organizations ahead of risk while staying ahead of the competition? Learn their practical approaches to the challenges and changes that new technologies are providing.

10:30 am
Morning Break

Investors and their strategic acquirers have known for a while that compliance means big business. They are starting to place their bets on which RegTechs will be the winners and the also-rans. Discover what they look for when making investments, from seed stage to acquisition, and gain insights on current valuation ranges and where the money will come from in the future.

His transformation from one of the world’s most notorious con men to cybersecurity expert has been mythologized in film and Broadway, but the takeaways he’ll share at COMPLY are the real deal. A tale captured by award-winning movie, Catch Me If You Can, Abagnale will dive into his life as a legendary impostor of the 1960s, posing as a pilot, pediatrician, stockbroker, college professor and assistant AG, all while cashing millions in forged checks. Hear Mr. Abagnale’s thrilling story and leave with a deep understanding of today’s evolving security landscape and how it can affect your business.

12:15 pm
Lunch / Exhibitors Lounge Open

Contact Centers are on the front lines with your brand’s consumers. Data gathered on those interactions can provide a treasure trove of intelligence when reviewed and analyzed. Learn which data points are providing contact centers and their brands with clear signals on consumer preferences, and where risk may be emerging.

Engaging and serving customers digitally is spurring dramatic innovation in the lending space, but will the interest rate environment along with increasing inflation change that trajectory? Hear from senior executives at lenders and the banks that back them on how their companies are scaling consumer and business lending while reducing risk from economic conditions, regulatory obligations and competition.

Anti-Money Laundering (AML) and Know Your Customer (KYC) are critical initiatives for financial institutions and regulated companies. Regulators have higher expectations, making it a struggle for Financial Institutions to keep up in order to avoid penalties for non-compliance and sanctions investigations. Learn how Chief Risk Officers are using technology like RegTech to navigate and reimagine their AML and KYC programs.

Higher education has had its fair share of regulatory challenges and disruption in the past, this year is looking no different with legislation reauthorizing and reforming the Higher Education Act of 1965. Listen in for boots-on-the-ground anecdotes on how these higher education marketers and their partners have handled the balancing act of proactively managing compliance to protect their brands, while still meeting their student acquisition goals—all amidst an evolving regulatory landscape.

Meet the all-stars who are leading the marketing efforts at some of the fastest growing companies today. Learn how these innovative and inspiring marketers are engaging more consumers, using technology to move faster and using compliance as a competitive advantage.

No industry is facing more transformation than Payments. Technology like Blockchain is poised to solve problems like privacy, security and trust but how will it be regulated? And how will it be incorporated to revolutionize industries beyond payments?

Entrepreneurs from fast-growing RegTech companies in North America and Europe share how they’ve identified pain points with large enterprise clients, found champions within their customer base and how they’re demonstrating that they’re mitigating more risk and saving more money than traditional solutions.

5:00 pm
Networking Cocktails & Exhibitors Lounge Open (5 – 7PM)

Become a COMPLY2018 Speaker

If you are a thought leader, innovator or expert who would like to speak at COMPLY, please fill out the request form and our search committee will be back in touch.

Check out last year’s lineup

Become a Speaker

Conference Venue and Hotelsseparator

VENUE: Tribeca 360 & Rooftop

Tribeca 360 & Rooftop are uniquely designed with breathtaking, full-circle views of the NYC Skyline — the ultimate venue for a unique conference.

Learn More
Hotel Arlo SoHo

Just 1 block from Tribeca 360, this boutique travelers hotel offers uniquely modern accommodations for guests.
[Rate: $319/night]

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Sheraton Four Points SoHo

Also located in the SoHo neighborhood, the Sheraton Four Points is convenient to the conference venue and a variety of NYC attractions.
[Rate: $359/night]

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